Best Investors Account Sign in

James Napier

Vanguard Advisers, Inc.

Malvern, PA

West Whiteland, PA

Claim This Profile
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-04
TX RA APPROVED 2021-11-04
  • PA RA
    APPROVED
    Since 2021-11-04
  • TX RA
    APPROVED
    Since 2021-11-04

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

West Whiteland, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Financial Group Newtown Square PA 12/2015 06/2018
The Vanguard Group, Inc Malvern PA 06/2021 Present
Self-Employed Contractor Philadelphia PA 11/2017 02/2019
Self-Employed Contractor Philadelphia PA 11/2017 02/2019
Venio Llc Dba Keane Unclaimed Property King Of Prussia PA 06/2018 01/2021
Unemployed Wayne PA 01/2021 06/2021
Vanguard Marketing Corporation Malvern PA 06/2021 Present
Vanguard Advisers, Inc. Malvern PA 11/2021 Present
  • 12/2015 → 06/2018
    Creative Financial Group
    Newtown Square, PA
  • 06/2021 → Present
    The Vanguard Group, Inc
    Malvern, PA
  • 11/2017 → 02/2019
    Self-Employed Contractor
    Philadelphia, PA
  • 11/2017 → 02/2019
    Self-Employed Contractor
    Philadelphia, PA
  • 06/2018 → 01/2021
    Venio Llc Dba Keane Unclaimed Property
    King Of Prussia, PA
  • 01/2021 → 06/2021
    Unemployed
    Wayne, PA
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 11/2021 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Previous Registrations
  • 2017-03-25 → 2018-06-08
    Mml Investors Services, Llc
    Newtown Square, PA
  • 2016-05-31 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2021-09-29
Other Names
  • James Napier
  • James Napier
  • Jamie Napier

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
MVO PRIVATE WEALTH, LLC
LPL FINANCIAL LLC
TRAYNOR CAPITAL MANAGEMENT
NORTHEAST ADVISERS, INC.
HARVEST FINANCIAL PARTNERS
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC

Other Investors

MARK EDWARD MUELLER
ROBERT STACY FRIED
KELLY K PASTER
David Sung
Matthew Maskarinec
JARED IAN HARK
MICHAEL JOHN JORDAN
SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor