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Nicholas Edmund Roth

Foster & Motley Inc

Cincinnati, OH

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Current Employers
Foster & Motley Inc

7755 Montgomery Road Suite 100, Cincinnati, OH 45236 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-04-03
  • OH RA
    APPROVED
    Since 2018-04-03

Branch Locations

7755 Montgomery Road Suite 100, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Cincinnati Cincinnati OH 08/2014 12/2017
Extended Travel Santiago 01/2017 04/2017
Cock & Bull Cincinnati OH 05/2017 06/2017
Tjx Companies Cincinnati OH 06/2017 07/2017
Johnson Investment Counsel Cincinnati OH 08/2017 12/2017
Foster & Motley, Inc. Cincinnati OH 12/2017 Present
  • 08/2014 → 12/2017
    University Of Cincinnati
    Cincinnati, OH
  • 01/2017 → 04/2017
    Extended Travel
    Santiago
  • 05/2017 → 06/2017
    Cock & Bull
    Cincinnati, OH
  • 06/2017 → 07/2017
    Tjx Companies
    Cincinnati, OH
  • 08/2017 → 12/2017
    Johnson Investment Counsel
    Cincinnati, OH
  • 12/2017 → Present
    Foster & Motley, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-03
  • S65 Uniform Investment Adviser Law Examination
    2018-04-03
Designations
Other Names
  • Nicholas Roth

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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