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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-03 |
| TX | RA | APPROVED_RES | 2024-09-26 |
| IL | RA | APPROVED | 2024-08-26 |
| NC | RA | APPROVED | 2024-05-29 |
| NV | RA | APPROVED | 2024-04-30 |
| SC | RA | APPROVED | 2023-10-24 |
| IN | RA | APPROVED | 2021-09-23 |
| FL | RA | APPROVED | 2020-04-01 |
| OR | RA | APPROVED | 2020-03-31 |
| CA | RA | APPROVED | 2020-02-17 |
Branch Locations
1150 9Th Street Suite 1212, Modesto, CA 95354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Capital Services, Inc. | Jersey City | NJ | 11/2004 | 04/2019 |
| Valic Financial Advisors | Houston | TX | 08/2014 | 06/2019 |
| Umemployed | Carlsbad | CA | 07/2019 | 09/2019 |
| Valic Financial Advisors, Inc. | Emeryville | CA | 09/2019 | Present |
| Agia | Houston | TX | 12/2022 | Present |
| Rental Property Located In Hawthrowne, California. | Hawthorne | CA | 08/2014 | Present |
| Rental Property Located In Seattle, Washington. | Seattle | WA | 12/2019 | Present |
RENTAL PROPERTY LOCATED IN OAKLAND, CALIFORNIA POSITION: Landlord NATURE: Owner of a rental property located in Oakland, California in which I am the landlord and collect rent. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2021 ADDRESS: 555 Jean Terrace #532, Oakland CA 94610, United States DESCRIPTION: My duties include collecting rent and making repairs as needed. RENTAL PROPERTY LOCATED IN LAS VEGAS, NEVADA POSITION: Landlord of rental property NATURE: Owner of rental property located in Las Vegas, Nevada. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 62 E. Serene Avenue unit 307, Las Vegas NV 89123, United States DESCRIPTION: My duties include collecting rental payments and making repairs as needed. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL PROPERTY LOCATED IN SEATTLE, WASHINGTON. POSITION: Landlord of rental property NATURE: I am the owner of this rental property and collect rent as a landlord. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2019 ADDRESS: 2201 3rd Avenue #1504, Seattle WA 98121, United States DESCRIPTION: My duties include collecting rent and making repairs as needed. RENTAL PROPERTY LOCATED IN HAWTHROWNE, CALIFORNIA. POSITION: Landlord NATURE: Owner of a rental property located in Hawthorne, California in which I am the landlord and collect rent. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2014 ADDRESS: 5565 Ocean Unit 104, Hawthorne CA 90250, United States DESCRIPTION: My duties include collecting rent and making repairs as needed. RENTAL PROPERTY LOCATED IN SEATTLE, WASHINGTON. POSITION: Landlord of rental property NATURE: I am the owner of this rental property and collect rent as a landlord. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2019 ADDRESS: 2201 3rd Avenue #1504, Seattle WA 98121, United States DESCRIPTION: My duties include collecting rent and making repairs as needed. RENTAL PROPERTY LOCATED IN HAWTHORNE, CALIFORNIA. POSITION: Landlord NATURE: Owner of a rental property located in Hawthorne, California in which I am the landlord and collect rent. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2014 ADDRESS: 5565 Ocean Unit 104, Hawthorne CA 90250, United States DESCRIPTION: My duties include collecting rent and making repairs as needed. RENTAL PROPERTY LOCATED IN OAKLAND, CALIFORNIA POSITION: Landlord NATURE: Owner of a rental property located in Oakland, California in which I am the landlord and collect rent. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2021 ADDRESS: 555 Jean Terrace #532, Oakland CA 94610, United States DESCRIPTION: My duties include collecting rent and making repairs as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-06 |
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