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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woonsocket | RI | 11/2017 | 06/2024 |
| State Of Rhode Island | Providence | RI | 02/2017 | 08/2017 |
| Unemployed | North Providence | RI | 01/2016 | 02/2017 |
| Unemployed | North Providence | RI | 08/2017 | 11/2017 |
| Bank Of America, N.A. | Woonsocket | RI | 06/2022 | 06/2024 |
| Pruco Securities, Llc. | Warwick | RI | 07/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Warwick | RI | 07/2024 | Present |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
1)02/11/2025-Demievents-Owner-Event management and decorations for parties, special events etc.-Not Inv Related-At Lincoln, RI-Start date 01/01/2020-10hrs/mth-0hrs/mth during trading. 2)02/11/2025-People Ready-Employee-Outside/W-2 Employment-Temp agency doing a variety of manual jobs - Not Inv Related-At Pawtucket, RI-2hrs/mth-0hrs/mth during trading 3)02/11/2025-Health Insurance-Agent-Non-Variable Insurance-Inv Related-At Lincoln, RI-Start date-12/04/2024-5hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-11 |
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