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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-05-02
  • MO RA
    APPROVED
    Since 2022-05-02

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Florissant, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florissant MO 08/2019 04/2022
Bank Of America, N.A. Florissant MO 08/2019 04/2022
Unemployed Saint Louis MO 02/2019 08/2019
Wells Fargo Clearing Services Saint Louis MO 10/2015 02/2019
Edward Jones St. Louis MO 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-17
  • S66 Uniform Combined State Law Examination
    2021-04-17
Other Names
  • Shaniece Smith

View on SEC IAPD

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