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Thomas Otto Mahler

Raymond James & Associates, Inc.

Cincinnati, OH

Cincinnati, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-25
OH RA APPROVED 2023-08-28
  • TX RA
    APPROVED
    Since 2023-09-25
  • OH RA
    APPROVED
    Since 2023-08-28

Branch Locations

201 East Fifth Street Suite 2500, Cincinnati, OH 45202 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 11/2015 08/2023
Bank Of America, N.A. Cincinnati OH 05/2016 08/2023
Raymond James & Associates Cincinnati OH 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-02
  • S66 Uniform Combined State Law Examination
    2016-03-02
Other Names
  • Thomas O Mahler

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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