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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-27 |
| TX | RA | APPROVED | 2023-03-24 |
Branch Locations
300 S Orange Ave Ste 750, Orlando, FL 32801-3347 • United States
Orlando, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando | FL | 10/2015 | 02/2019 |
| Bank Of America, N.A. | Orlando | FL | 01/2016 | 02/2019 |
| Wells Fargo Clearing Services Llc | Orlando | FL | 02/2019 | 03/2023 |
| Ameriprise Financial Services, Llc | Orlando | FL | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-27 |
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