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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-03 |
| CA | RA | APPROVED | 2017-12-20 |
Branch Locations
65 North Winchester Blvd, Santa Clara, CA 95050 • United States
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 10/2015 | 10/2017 |
| Bank Of America, N.A. | San Jose | CA | 03/2016 | 10/2017 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 12/2017 | Present |
MAXIM HEALTHCARE ; NOT INV RELATED;SAN JOSE,CA; HEALTHCARE ; CAREGIVER; START DATE: 05/18/2026; 16 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
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