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Johanna Robles

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-13
TX RA APPROVED_RES 2018-03-13
  • CA RA
    APPROVED
    Since 2018-03-13
  • TX RA
    APPROVED_RES
    Since 2018-03-13

Branch Locations

8690 E Broadway Blvd, Tucson, AZ 85710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Tucson AZ 02/2016 08/2017
Various Insurance Carriers For W&R Insurance Agencies Tucson AZ 09/2016 08/2017
Michael Grabill Tucson AZ 02/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 02/2018 Present
Bank Of America, N.A. Tucson AZ 02/2018 Present
Madden Media Tucson AZ 08/2016 02/2018
  • 02/2016 → 08/2017
    Waddell & Reed, Inc
    Tucson, AZ
  • 09/2016 → 08/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Tucson, AZ
  • 02/2017 → 08/2017
    Michael Grabill
    Tucson, AZ
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tucson, AZ
  • 02/2018 → Present
    Bank Of America, N.A.
    Tucson, AZ
  • 08/2016 → 02/2018
    Madden Media
    Tucson, AZ
Previous Registrations
  • 2017-02-27 → 2017-08-29
    Waddell & Reed
    Tucson, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
  • S66 Uniform Combined State Law Examination
    2016-08-30
Other Names
  • Johanna Robles Lopez

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
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AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

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