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Frank Norfleet Abston

LPl Financial LLC

Tampa, FL

CRD 6574947

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-18
  • FL RA
    APPROVED
    Since 2025-06-18

Branch Locations

201 North Franklin Street Suite 100, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Memphis TN 08/2015 08/2025
Lpl Financial Llc Tampa FL 06/2025 Present
  • 08/2015 → 08/2025
    Ftb Advisors, Inc.
    Memphis, TN
  • 06/2025 → Present
    Tampa, FL
Previous Registrations
  • 2015-12-18 → 2025-08-22
    First Horizon Advisors, Inc.
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Coral Gables, FL
    Tampa, FL
Other Businesses

1. 07/31/2025 - First Horizon Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 31-Jul- 25 - 160Hrs/mnth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18
Other Names
  • Frank Norfleet Abston
  • Norfleet Abston

View on SEC IAPD

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