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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-18 |
Branch Locations
201 North Franklin Street Suite 100, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftb Advisors, Inc. | Memphis | TN | 08/2015 | 08/2025 |
| Lpl Financial Llc | Tampa | FL | 06/2025 | Present |
1. 07/31/2025 - First Horizon Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 31-Jul- 25 - 160Hrs/mnth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-18 |
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