Wendy S Ashford

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2017
  The Emerald Financial Group
  Deerfield Beach, FL
• 01/2016 → 08/2017
  J.W. Cole Financial, Inc.
  Tampa, FL
• 05/2016 → 08/2017
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 10/2017 → Present
  Raymond James & Associates
  Ft Lauderdale, FL

Previous Registrations

• 2016-06-01 → 2017-09-17
  J. W. Cole Advisors, Inc.
  Deerfield Beach, FL
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2016-05-17

Other Names

• Wendy S Smith
• Wendy S Ashford
• Wendy Sue Ashford