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Wendy S Ashford

Raymond James & Associates, Inc.

Fort Lauderdale, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-14
FL RA APPROVED 2017-10-27
  • TX RA
    APPROVED_RES
    Since 2026-07-14
  • FL RA
    APPROVED
    Since 2017-10-27

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Emerald Financial Group Deerfield Beach FL 01/2016 10/2017
J.W. Cole Financial, Inc. Tampa FL 01/2016 08/2017
J.W. Cole Advisors, Inc. Tampa FL 05/2016 08/2017
Raymond James & Associates Ft Lauderdale FL 10/2017 Present
  • 01/2016 → 10/2017
    The Emerald Financial Group
    Deerfield Beach, FL
  • 01/2016 → 08/2017
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2016 → 08/2017
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 10/2017 → Present
    Raymond James & Associates
    Ft Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-17
  • S66 Uniform Combined State Law Examination
    2016-05-17
Other Names
  • Wendy S Smith
  • Wendy S Ashford
  • Wendy Sue Ashford

View on SEC IAPD

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