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Employer firm

Synovus Securities, Inc. CRD 14023

$8.45B regulatory AUM 100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-05
SC RA APPROVED 2023-08-29
AR RA APPROVED 2022-12-12
NC RA APPROVED 2022-03-22
NE RA APPROVED 2022-03-21
MI RA APPROVED 2022-03-16
FL RA APPROVED 2022-03-15
GA RA APPROVED 2022-03-15
KY RA APPROVED 2022-03-15
PA RA APPROVED 2022-03-15
CO RA APPROVED 2022-03-14
OH RA APPROVED 2022-03-14
TX RA APPROVED_RES 2022-03-14
VA RA APPROVED 2022-03-14
AL RA APPROVED 2019-09-06
  • WI RA
    APPROVED
    Since 2026-02-05
  • SC RA
    APPROVED
    Since 2023-08-29
  • AR RA
    APPROVED
    Since 2022-12-12
  • NC RA
    APPROVED
    Since 2022-03-22
  • NE RA
    APPROVED
    Since 2022-03-21
  • MI RA
    APPROVED
    Since 2022-03-16
  • FL RA
    APPROVED
    Since 2022-03-15
  • GA RA
    APPROVED
    Since 2022-03-15
  • KY RA
    APPROVED
    Since 2022-03-15
  • PA RA
    APPROVED
    Since 2022-03-15
  • CO RA
    APPROVED
    Since 2022-03-14
  • OH RA
    APPROVED
    Since 2022-03-14
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • VA RA
    APPROVED
    Since 2022-03-14
  • AL RA
    APPROVED
    Since 2019-09-06

Branch Locations

800 Shades Creek Parkway, Birmingham, AL 35209 • United States

4121 Carmichael Road Suite 102, Montgomery, AL 36106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Securities, Inc. Montgomery AL 10/2015 03/2022
Synovus Bank Montgomery AL 03/1999 03/2022
Synovus Securities Inc Montgomery AL 03/2022 Present
Synovus Bank Montgomery AL 03/2022 12/2025
Pinnacle Bank Montgomery AL 01/2026 Present
  • 10/2015 → 03/2022
    Montgomery, AL
  • 03/1999 → 03/2022
    Synovus Bank
    Montgomery, AL
  • 03/2022 → Present
    Montgomery, AL
  • 03/2022 → 12/2025
    Synovus Bank
    Montgomery, AL
  • 01/2026 → Present
    Pinnacle Bank
    Montgomery, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2019-09-06
Other Names
  • Donna Christine Van Ermen

View on SEC IAPD

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