Hsin-Cheng Kuo

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2016
  Ameriprise Financial Services Inc
  Vancouver, WA
• 10/2016 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2016 → Present
  Northwestern Mutual Investment Services Llc
  Portland, OR
• 12/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2016-01-01 → 2016-10-12
  Ameriprise Financial Services, Llc
  Vancouver, WA

Other Businesses

1. TREASURER, METROPOLITAN BUSINESS ASSOCIATION, 2705 E BURNSIDE ST, PORTLAND, , OREGON, 97232, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/11/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER. REVIEWING FINANCIAL STATEMENTS AND MAKING RECOMMENDATION AS NEEDED. 2. OWNER, HCK LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/21/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-31

Other Names

• Hsin-Cheng Kuo