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Doreen Fulginiti Galligani

Empower Advisory Group, LLC

Greenwood Village, CO

Stoneham, MA

CRD 6574416

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-12-11
  • MA RA
    APPROVED
    Since 2018-12-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Stoneham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc Andover MA 10/2015 Present
Advised Asset Group, Llc Greenwood Village CO 10/2018 Present
  • 10/2015 → Present
    Gwfs Equities Inc
    Andover, MA
  • 10/2018 → Present
    Advised Asset Group, Llc
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2015-12-17
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2015-12-17
Other Names
  • Doreen Michelle Fulginiti
  • Doreen Fulginiti Galligani

View on SEC IAPD

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