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Roland Regolo Raffanti

Ameriprise Financial Services, LLC

Marion, AR

Memphis, TN

Mebane, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-04-14
TX RA APPROVED_RES 2019-10-31
TN RA APPROVED 2016-08-25
AR RA APPROVED 2016-08-24
  • NC RA
    APPROVED
    Since 2020-04-14
  • TX RA
    APPROVED_RES
    Since 2019-10-31
  • TN RA
    APPROVED
    Since 2016-08-25
  • AR RA
    APPROVED
    Since 2016-08-24

Branch Locations

50 Block St Ste C, Marion, AR 72364 • United States

6750 Poplar Ave Ste 206, Memphis, TN 38138 • United States

Mebane, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marion AR 10/2015 03/2020
Ameriprise Financial Services, Llc Memphis TN 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-28
  • S66 Uniform Combined State Law Examination
    2016-07-28
Other Names
  • Roland Regolo Raffanti
  • Trey Raffanti

View on SEC IAPD

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Other Offices

EDWARD JONES · Marion, AR
EDWARD JONES · MARION, AR
WALNUT GROVE CAPITAL PARTNERS, LP · MEMPHIS, TN
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B. RILEY WEALTH PRIVATE SHARES · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · MEMPHIS, TN
GERBER/TAYLOR MANAGEMENT LLC · MEMPHIS, TN
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