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231 S. Phillips Ave. Suite 201, Sioux Falls, SD 57104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-05-27 |
Branch Locations
231 S. Phillips Ave. Suite 201, Sioux Falls, SD 57104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Leaders Group Inc | Littleton | CO | 10/2015 | 01/2019 |
| South Dakota Trust Company | Sioux Falls | SD | 06/2015 | 07/2021 |
| Thomason Mcdowell Investments Llc | Sioux | SD | 09/2015 | 02/2021 |
| University Of Virginia | Charlottesville | VA | 08/2021 | 05/2023 |
| Boston Scientific Corporation | Maple Grove | MN | 05/2023 | 03/2024 |
| Fourth Constellation Llc | Minneapolis | MN | 04/2024 | 04/2025 |
| Sdj Services Inc | Sioux Falls | SD | 04/2025 | Present |
| Elgethun Capital Management | Sioux Falls | SD | 04/2025 | Present |
| Elgethun Capital Management | Sioux Falls | SD | 04/2025 | Present |
1.) SDJ SERVICES INC - 1417 S 5TH AVENUE, SIOUX FALLS, SD 57105 - 10/01/17, SERVES AS AN OFFICER OF SDJ SERVICES INC., WHERE I ASSISTS WITH GENERAL OVERSIGHT AND ANNUAL MEETINGS OF THE BOARD OF DIRECTORS, 5 HRS/MO. 2.) I AM AN OFFICER AT A CONSULTING FIRM. IT PROVIDES ADVISORY SERVICES TO CLIENTS OF TRUST COMPANIES. I RECEIVED ANNUAL GROSS SALARY OF $9,000. I DO NOT RECEIVE ANY COMMISSION. I DO NOT PROVIDE INVESTMENT ADVICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-15 |
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