Kory Joel Schwan

Current Employers

Employment History

• 10/2015 → Present
  Schwan Financial
  Aberdeen, SD
• 12/2019 → Present
  Kovack Advisors, Inc.
  Aberdeen, SD
• 08/2020 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 07/2026 → Present
  Integrity Alliance, Llc
  Aberdeen, SD

Previous Registrations

• 2020-02-04 → 2026-07-17
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
  Aberdeen, SD

Other Businesses

1) SCHWAN FINANCIAL GROUP LLC- 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; FINANCIAL PLANNING; CLIENT SERVICES; 40% OF TIME SPENT. START DATE 06/06/2016; 2) SCHWAN FINANCIAL AGENCY - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; FIXED INSURANCE; AGENT; 40% OF TIME SPENT. START DATE 06/06/2016 3) SCHWAN FINANCIAL ADVISORS- 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; FIXED INSURANCE; AGENT; 11% OF TIME SPENT. START DATE 06/06/2016 4) SFG ACCOUNTING LLC - 401 VIVIANSTREET SOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; TAX PREPARATION & PLANNING; PARTNER; 1% OF TIME SPENT. START DATE 06/06/2016 5) SCHWAN FAMILY LP - 401 VIVIAN STREETSOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; REAL ESTATE; PARTNER 1% OF TIME SPENT; START DATE 01/01/1999 6) WOLVES CLUB COMMITTEE POSITION: Board Member NATURE: Raise funds and organize events for Northern State University Wolves athletics. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/23/2024 ADDRESS: 1200 S Jay St, Aberdeen SD 57401, United States DESCRIPTION: Input on future events. Reach out to people in the community for sponsorships. 7) ASPIRE FOUNDATION POSITION: Board Member NATURE: Aspire is an organization to help people with mental & physical disabilities in the community. They provide housing and jobs for these individuals. We organize events and fundraisers to support the cause. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 607 N 4th St, Aberdeen SD 57401, United States DESCRIPTION: Provide input on future events. Help organize and volunteer at these events.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-04-18
• S65 Uniform Investment Adviser Law Examination
  2020-01-31