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Brent Robert Ross

LPl Financial LLC

Gig Harbor, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-12-01
TX RA APPROVED_RES 2023-11-30
  • WA RA
    APPROVED
    Since 2023-12-01
  • TX RA
    APPROVED_RES
    Since 2023-11-30

Branch Locations

5358 33Rd Ave Nw, Suite 102, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 10/2015 11/2023
Lpl Financial Gig Harbor WA 11/2023 Present
  • 10/2015 → 11/2023
    Edward Jones
    Saint Louis, MO
  • 11/2023 → Present
    Lpl Financial
    Gig Harbor, WA
Previous Registrations
  • 2016-03-11 → 2023-12-01
    Edward Jones
    Corona, CA
    St Louis, MO
    Chino Hills, CA
    Corona, CA
    Gig Harbor, WA
Other Businesses

1- 11/2023 / The Ross Investment Group / DBA for LPL Business (entity for LPL business) / Investment Related /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-29
  • S66 Uniform Combined State Law Examination
    2016-01-29

View on SEC IAPD

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Other Offices

LIGHTHOUSE WEALTH STRATEGIES, LLC · GIG HARBOR, WA
EDWARD JONES · GIG HARBOR, WA
SOWELL MANAGEMENT · Gig Harbor, WA
SOWELL MANAGEMENT · Gig Harbor, WA
CONESTOGA WEALTH PARTNERS · GIG HARBOR, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
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