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Douglas Matthew Faupel

Oppenheimer & Co. Inc.

St. Louis, MO

Chesterfield, MO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2005-02-10
  • MO RA
    APPROVED
    Since 2005-02-10

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Chesterfield Ridge Circle 16401 Swingley Ridge Rd Suite 425, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc St. Louis MO 09/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-08
  • S66 Uniform Combined State Law Examination
    2005-02-08
Other Names
  • Douglas Matthew Farpel

View on SEC IAPD

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