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Ian Barrett Travanti Brown

Thrivent Investment Management Inc.

Thousand Oaks, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-05
  • CA RA
    APPROVED
    Since 2020-03-05

Branch Locations

3255 Old Conejo Road Ste 201, Thousand Oaks, CA 91320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Oak Capital, Llc Westlake Village CA 03/2016 04/2018
J.P. Morgan Securities Llc Westlake Village CA 06/2018 07/2019
Jp Morgan Chase Bank, N.A. Westlake Village CA 05/2018 07/2019
Thrivent Investment Management Inc Thousand Oaks CA 07/2019 Present
Thrivent Financial Appleton WI 07/2019 Present
  • 03/2016 → 04/2018
    West Oak Capital, Llc
    Westlake Village, CA
  • 06/2018 → 07/2019
    J.P. Morgan Securities Llc
    Westlake Village, CA
  • 05/2018 → 07/2019
    Jp Morgan Chase Bank, N.A.
    Westlake Village, CA
  • 07/2019 → Present
    Thrivent Investment Management Inc
    Thousand Oaks, CA
  • 07/2019 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2018-07-12 → 2019-07-23
    J.P. Morgan Securities Llc
    Westlake Village, CA
  • 2016-08-31 → 2018-04-18
    West Oak Capital, Llc
    Eagle, ID
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-27
S65 Uniform Investment Adviser Law Examination 2016-08-31
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27
  • S65 Uniform Investment Adviser Law Examination
    2016-08-31
Other Names
  • Ian B Brown
  • Ian Barrett Brown
  • Ian Brown
  • Ian Bt Brown

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
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