Travis R Gucciardo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → Present
  Nelson & Mckay Cpas Llc
  Tampa, FL
• 01/2018 → 01/2019
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2017 → 09/2017
  Dearolf & Mereness Cpas, Llp
  Tampa, FL
• 10/2015 → 08/2017
  Gucciardo Cpas, Pc
  Gillespie, IL
• 01/2019 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2019 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NELSON & MCKAY CPAS LLC, NOT INVESTMENT RELATED, ADDRESS IS THE SAME AS THE REGISTERED BRANCH, PARTNER/CPA, ACCOUNTING AND TAX SERVICES, SINCE 02/2021, 40H/WEEK, POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848. 2) NAME OF OTHER BUSINESS: NELSON & MCKAY CPAS LLC DBA TRUSTSOURCE TAX & FINANCIAL SERVICES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/CPA; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX AND ACCOUNTING SERVICES, LIMITED POA FOR CLIENTS WITH IRS, FACILITATE BILL PAY SERVICE FOR CLIENTS;

Exams

• S66 Uniform Combined State Law Examination
  2019-08-31

Other Names

• Travis Robert Gucciardo