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Eric Li

Hsbc Securities (Usa) Inc.

Arcadia, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-01
  • CA RA
    APPROVED
    Since 2021-11-01

Branch Locations

1107 S. Baldwin Avenue Suite C, Arcadia, CA 91007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Marino CA 10/2015 05/2019
Jp Morgan Chase Bank San Marino CA 10/2015 05/2019
Hsbc Securities (Usa) Inc. Alhambra CA 05/2019 Present
Hsbc Bank Usa, N.A. Alhambra CA 05/2019 Present
  • 10/2015 → 05/2019
    Jp Morgan Securities Llc
    San Marino, CA
  • 10/2015 → 05/2019
    Jp Morgan Chase Bank
    San Marino, CA
  • 05/2019 → Present
    Hsbc Securities (Usa) Inc.
    Alhambra, CA
  • 05/2019 → Present
    Hsbc Bank Usa, N.A.
    Alhambra, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-30
S63 Uniform Securities Agent State Law Examination 2015-12-03
  • S66 Uniform Combined State Law Examination
    2021-10-30
  • S63 Uniform Securities Agent State Law Examination
    2015-12-03
Other Names
  • Ming Li

View on SEC IAPD

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