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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-03-02
GA RA APPROVED 2016-02-05
  • SC RA
    APPROVED
    Since 2016-03-02
  • GA RA
    APPROVED
    Since 2016-02-05

Branch Locations

823 Broad Street, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Atlanta GA 11/2015 Present
Agia Houston TX 12/2022 Present
Other Businesses

Notary. 4134 Bald Eagle Pl, Evans, GA 30809. Non Investment-related. Sole Proprietorship with duties including notarizing payroll forms submitted to main group I serve with VALIC - the Richmond County Board of Education. Commenced this activity 3/7/16. 0% hours/month is devoted to this activity during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-26
  • S66 Uniform Combined State Law Examination
    2016-01-26
Other Names
  • Kristin Renee Herrmann
  • Kristin Renee Herrmann-Torrelli
  • Kristin Cruz

View on SEC IAPD

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