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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-17
LA RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2025-06-17
  • LA RA
    APPROVED
    Since 2024-11-14

Branch Locations

3054 Monterrey Drive, Baton Rouge, LA 70814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Light Baptist Church Of Baton Rouge Baton Rouge LA 11/2009 Present
Foresters Financial Services Baton Rouge LA 07/2016 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 12/2022
First Command Brokerage Services, Inc Fort Worth TX 01/2023 04/2024
Beacon Light Baptist Church Baton Rouge LA 11/2023 Present
First Command Brokerage Services, Inc Fort Worth TX 04/2024 05/2024
First Command Advisory Services, Inc Fort Worth TX 04/2024 05/2024
First Command Insurance Services, Inc Fort Worth TX 04/2024 05/2024
Pruco Securities, Llc Metairie LA 07/2024 11/2024
The Prudential Insurance Company Of America Metairie LA 07/2024 Present
Lpl Enterprise, Llc Metairie LA 11/2024 Present
  • 11/2009 → Present
    Beacon Light Baptist Church Of Baton Rouge
    Baton Rouge, LA
  • 07/2016 → 06/2019
    Foresters Financial Services
    Baton Rouge, LA
  • 06/2019 → 12/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2023 → 04/2024
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 11/2023 → Present
    Beacon Light Baptist Church
    Baton Rouge, LA
  • 04/2024 → 05/2024
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 04/2024 → 05/2024
    First Command Advisory Services, Inc
    Fort Worth, TX
  • 04/2024 → 05/2024
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 07/2024 → 11/2024
    Metairie, LA
  • 07/2024 → Present
    The Prudential Insurance Company Of America
    Metairie, LA
  • 11/2024 → Present
    Metairie, LA
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-30
S63 Uniform Securities Agent State Law Examination 2023-11-01
  • S65 Uniform Investment Adviser Law Examination
    2024-03-30
  • S63 Uniform Securities Agent State Law Examination
    2023-11-01
Other Names
  • Michel Banks Woods
  • Michel Marie Banks
  • Michel Marie Mcleod
  • Michel Woods

View on SEC IAPD

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