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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-08-24
  • MO RA
    APPROVED
    Since 2021-08-24

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Lake Saint Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 09/2017 06/2019
Us Bank Lake St. Louis MO 04/2016 08/2017
University Of Missouri St. Louis St. Louis MO 01/2014 08/2017
Paradigm Financial Advisors Des Peres MO 07/2019 05/2021
Gwfs Equities, Inc. Overland Park KS 05/2021 Present
  • 09/2017 → 06/2019
    Td Ameritrade
    St. Louis, MO
  • 04/2016 → 08/2017
    Us Bank
    Lake St. Louis, MO
  • 01/2014 → 08/2017
    University Of Missouri St. Louis
    St. Louis, MO
  • 07/2019 → 05/2021
    Paradigm Financial Advisors
    Des Peres, MO
  • 05/2021 → Present
    Gwfs Equities, Inc.
    Overland Park, KS
Other Businesses

Pontello Homes LLC / Owner. Home building and remodeling.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-23
S63 Uniform Securities Agent State Law Examination 2017-10-27
  • S65 Uniform Investment Adviser Law Examination
    2021-08-23
  • S63 Uniform Securities Agent State Law Examination
    2017-10-27
Other Names
  • Stephen Michael Pontello
  • Steve Michael Pontello
  • Stevie Michael Pontello

View on SEC IAPD

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