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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-08 |
Branch Locations
100 Winners Circle Suite 310, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Nashville | TN | 10/2015 | 11/2016 |
| Wells Fargo Bank Na | Nashville | TN | 07/2014 | 06/2026 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 11/2016 | 06/2026 |
| Stifel, Nicolaus & Company, Incorporated | Brentwood | TN | 06/2026 | Present |
1. Rental Home 2; 2849 Pedigo Place Thompson's Station, TN 37179; Rental home; Landlord; Rent home out and handle any maintenance requests; 10/01/2025; 1hr/mth; Not during securities trading hours; Investment related 2. Rental Home; 729 Ansley Ct Antioch, TN 37013; rental home; Landlord; Rent home, and handle any maintenance needed; 09/01/2022; 1hr/mth; Not during securities trading hours; Investment related 3. The State of Tennessee - Williamson County Clerk's Office; 1320 W Main St Ste 135 Franklin, TN 37064; Notary Public; State of Tennessee Notary Public; Notarize documents that need a notary stamp; 11/18/2022; 1hr/mth; During securities trading hours; Not investment related 4. Junior League of Nashville; 2202 Crestmoor Rd Nashville, TN 37215; Volunteer Organization; Board of Trust Liason - Elect; Attend Board of Trust meetings and report on those meetings at the Board of Director's meetings. Also, send out the Agenda and Calendar notifications for the Board of Trust meetings; 07/01/2026; 2hrs/mth; Not during securities trading hours; Not investment related 5. Family & Children's Services; 2400 Clifton Ave Nashville, TN 37209; Non-profit organization dedicated to helping families around the community with counseling, suicide hotline, etc.; Board Member; Attend board meetings; 07/01/2026; 3hrs/mth; Not during securities trading hours; Not investment related 6. Family & Children's Services; 2400 Clifton Ave Nashville, TN 37209; Provides assistance to families in need in the Nashville area to do with counseling and suicide hotline, etc; Executive Committee Member; Attend executive committee meetings; 07/01/2026; 1hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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