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Kunal Patel

Northwestern Mutual Investment Services, LLC

Tampa, FL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-25
  • FL RA
    APPROVED
    Since 2022-01-25

Branch Locations

1511 N West Shore Blvd Suite 800, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Palm Harbor FL 04/2016 11/2016
Wells Fargo Bank Na Palm Harbor FL 04/2016 11/2021
Wells Fargo Clearing Services, Llc Palm Harbor FL 11/2016 11/2021
Northwestern Mutual Life Insurance Tampa FL 11/2021 Present
Northwestern Mutual Investment Services Llc Tampa FL 01/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2022 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Palm Harbor, FL
  • 04/2016 → 11/2021
    Wells Fargo Bank Na
    Palm Harbor, FL
  • 11/2016 → 11/2021
    Wells Fargo Clearing Services, Llc
    Palm Harbor, FL
  • 11/2021 → Present
    Northwestern Mutual Life Insurance
    Tampa, FL
  • 01/2022 → Present
    Northwestern Mutual Investment Services Llc
    Tampa, FL
  • 12/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-13
S63 Uniform Securities Agent State Law Examination 2015-12-08
  • S66 Uniform Combined State Law Examination
    2020-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-12-08
Other Names
  • Kunal A Patel
  • Kunal Avinash Patel

View on SEC IAPD

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