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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-29
  • TX RA
    APPROVED
    Since 2015-12-29

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

910 Keller Pkwy, Keller, TX 76248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cedar Hill TX 10/2015 11/2016
Wells Fargo Bank, Na Cedar Hill TX 01/2005 Present
Wells Fargo Clearing Services, Llc Cedar Hill TX 11/2016 Present
  • 10/2015 → 11/2016
    Wells Fargo Advisors Llc
    Cedar Hill, TX
  • 01/2005 → Present
    Wells Fargo Bank, Na
    Cedar Hill, TX
  • 11/2016 → Present
    Cedar Hill, TX
Other Businesses

EXECUTOR FOR FATHER, INV RELATED, PANTEGO, TX, START 11/25/2019, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-28
S63 Uniform Securities Agent State Law Examination 2015-12-03
  • S65 Uniform Investment Adviser Law Examination
    2015-12-28
  • S63 Uniform Securities Agent State Law Examination
    2015-12-03

View on SEC IAPD

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