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Kristina Marie Teller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-02
CO RA APPROVED 2021-02-01
  • TX RA
    APPROVED
    Since 2021-02-02
  • CO RA
    APPROVED
    Since 2021-02-01

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwood Village CO 10/2015 Present
South Suburban Centennial CO 05/2009 11/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-29
S63 Uniform Securities Agent State Law Examination 2020-12-19
  • S65 Uniform Investment Adviser Law Examination
    2021-01-29
  • S63 Uniform Securities Agent State Law Examination
    2020-12-19
Other Names
  • Kristina Marie O'BRien
  • Kristina O Brien
  • Kristina O'BRien
  • Kristina M Obrien
  • Kristina M Teller

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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