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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-06 |
| AZ | RA | APPROVED | 2020-08-10 |
| TX | RA | APPROVED | 2020-08-07 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 10/2015 | 09/2021 |
| Central Arizona College | Coolidge | AZ | 11/2015 | 04/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 09/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) NAME OF BUSINESS: Financial POA for mother INVESTMENT-RELATED: ADDRESS: Scottsdale, AZ START DATE: 06/2017 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 2 (2) NAME OF BUSINESS: Financial POA for father INVESTMENT-RELATED: ADDRESS: Scottsdale, AZ START DATE: 07/2017 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 2 (3) NAME OF BUSINESS: Co-Trustee of The Arthur and Carol Saxon Revocable Living Trust INVESTMENT-RELATED: ADDRESS: Scottsdale, AZ START DATE: 10/2017 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 2
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-18 |
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