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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-18
  • IL RA
    APPROVED
    Since 2022-05-18

Branch Locations

4225 N Perryville Rd, Loves Park, IL 61111 • United States

195 E Route 120, Volo, IL 60073 • United States

1210 S Lake St, Mundelein, IL 60060 • United States

2626 N Il Route 83, Round Lake Beach, IL 60073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consumers Cooperative Credit Union Gurnee IL 10/2015 Present
Cuna Brokerage Services, Inc. Waverly IA 04/2017 Present
Lpl Financial Llc Gurnee IL 05/2022 Present
  • 10/2015 → Present
    Consumers Cooperative Credit Union
    Gurnee, IL
  • 04/2017 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Gurnee, IL
Previous Registrations
  • 2021-12-03 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Gurnee, IL
Other Businesses

1. 05/20/2022 - Consumers Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-29
S63 Uniform Securities Agent State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    2021-07-12
Other Names
  • Sarah M Young

View on SEC IAPD

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