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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-26 |
| UT | RA | APPROVED | 2026-05-26 |
Branch Locations
95 E. Tabernacle, St. George, UT 84770 • United States
1999 W Sunset Blvd, St George, UT 84770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Saint George | UT | 05/2026 | Present |
| Jpmorgan Chase Bank, N.A. | St. George | UT | 05/2026 | Present |
| Ray's Collectables | Saint George | UT | 04/2022 | Present |
| Wells Fargo Bank | Saint George | UT | 10/2012 | 05/2026 |
Entity Name: Ray's Collectables Investment related: No Address: Private Residence Nature of the other business: Sports & Trading Cards Position/Title/Relationship: Owner/Partner Start Date: 04/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The nature of this activity is Buying and Selling of Sports Cards & Trading Cards. There is no connection to JPMorgan Chase.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-01 |
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