Nicholas Berkompas

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2015 → 01/2018
  Northwestern Mutual Investment Services Llc
  Charlotte, NC
• 04/2018 → 03/2019
  Tiaa
  Denver, CO
• 04/2018 → 03/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 02/2018 → 03/2018
  Unemployed
  Denver, CO
• 06/2019 → 02/2023
  Charles Schwab & Co., Inc.
  Westlake, TX
• 02/2023 → 02/2024
  Unemployed
  Rochester, NY
• 02/2024 → 06/2024
  Securities America, Inc.
  Victor, NY
• 06/2024 → 10/2025
  Osaic Wealth, Inc.
  Victor, NY
• 01/2026 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 04/2026 → Present
  Empower Advisory Group
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2026-04-06
• S63 Uniform Securities Agent State Law Examination
  2017-11-10

Other Names

• Nick Berkompas
• Nicholas Berkompas
• Nicholas Chad Berkompas