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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-04
  • OH RA
    APPROVED
    Since 2021-10-04

Branch Locations

23550 Center Ridge Rd Suite 204, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cleveland Browns Berea OH 08/2015 Present
Metlife Securities Inc Broadview Heights OH 10/2015 03/2017
Mass Mutual Life Insurance Company Cleveland OH 07/2016 10/2021
Mml Investors Services, Llc Cleveland OH 03/2017 10/2021
Cambridge Investment Research, Inc. Fairfield IA 10/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2021 Present
  • 08/2015 → Present
    Cleveland Browns
    Berea, OH
  • 10/2015 → 03/2017
    Metlife Securities Inc
    Broadview Heights, OH
  • 07/2016 → 10/2021
    Mass Mutual Life Insurance Company
    Cleveland, OH
  • 03/2017 → 10/2021
    Cleveland, OH
  • 10/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2017-03-25 → 2021-10-04
    Broadview Heights, OH
    Cleveland, OH
    Cleveland, OH
  • 2015-11-18 → 2017-03-25
    Msi Financial Services, Inc.
    Broadview Heights, OH
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING, 10/2021 2. KEVIN HERMAN / 23550 Center Ridge Rd #204, Westlake OH 44145 / 10/2022 / INSURANCE AGENT / INV REL / 2 HR/MO 2 HR TRADING 3. TURNING POINT WEALTH, 23550 CENTER RIDGE RD # 204, WESTLAKE OH 44145, 07/2024, Financial Advisor, Financial Planner, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

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