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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| AZ | RA | APPROVED | 2015-01-02 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
7055 W. Bell Rd Ste 12, Glendale, AZ 85308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Life Investors | Billings | MT | 10/2004 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 01/2014 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2014 | Present |
(1) DBA - Keystone Capital Management Group, LLC; investment related; 7055 W. Bell Road Suite 12, Glendale, AZ 85308; investments, financial planning, insurance (life & viatical); owner - start date 2/15/2016; 160 hours per month, 110 during trading. (2) Fixed/Indexed Insurance Product Sales Through Various Carriers; investment related; 7055 W Bell Road Suite 12, Glendale, AZ 85308; agent; fixed insurance sales & service, including Life, LTC, D & annuities; 20 hours per month, 8 hours per month during trading. (3) A. Executive Women International B. Non-Investment related C. 1288 Summit Ave Suite 107 Oconomowoc, WI Phoenix Chapter D. Networking Group E. Executive F. 02/12/2018 G. 1 hour per month H. attend meetings, support fundraisers. (4) Keystone Business Consulting, LLC / DBA Keystone B.E.S.T. Solutions; 7055 . Bell Rd, Ste 12, Glendale, AZ 86308; Not investment related; Education focus on Business consulting, Estate Preparation, Social Security Fundamentals and Tax Planning; 50% Owner with Pamela Prine; Start 9/18/2024; 20 hours /month during trading (5) Arizona Nights Entertainment Company; Entertainment Activities, Casino parties, Bartending, DJ, and Photo Booths; 4143 W Orangewood, Phoenix, AZ 85051; Not investment related; Part time Black Jack Dealer; Start Date: 12/19/2025; 10 hours/month during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-22 |
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