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Marissa Kay Williams

Morgan Stanley

Seattle, WA

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-02
TX RA APPROVED_RES 2022-11-29
WA RA APPROVED 2022-11-08
  • CA RA
    APPROVED
    Since 2022-12-02
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • WA RA
    APPROVED
    Since 2022-11-08

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kyle Johnston Bellevue WA 06/2016 05/2017
Mychele Dover Bellevue WA 06/2016 05/2017
Northwestern Mutual Investment Services Llc Bellevue WA 06/2016 05/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2016 05/2017
Nylife Securities, Llc Bellevue WA 08/2017 10/2022
Kevin Peterson Bellevue WA 06/2017 10/2022
Eagle Strategies Llc Bellevue WA 05/2019 10/2022
Uber Pasco WA 05/2021 10/2022
Morgan Stanley Smith Barney Llc Seattle WA 10/2022 Present
  • 06/2016 → 05/2017
    Kyle Johnston
    Bellevue, WA
  • 06/2016 → 05/2017
    Mychele Dover
    Bellevue, WA
  • 06/2016 → 05/2017
    Northwestern Mutual Investment Services Llc
    Bellevue, WA
  • 07/2016 → 05/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2017 → 10/2022
    Nylife Securities, Llc
    Bellevue, WA
  • 06/2017 → 10/2022
    Kevin Peterson
    Bellevue, WA
  • 05/2019 → 10/2022
    Eagle Strategies Llc
    Bellevue, WA
  • 05/2021 → 10/2022
    Uber
    Pasco, WA
  • 10/2022 → Present
    Morgan Stanley Smith Barney Llc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 2015-10-17
  • S65 Uniform Investment Adviser Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    2015-10-17
Other Names
  • Marissa Williams
  • Marissa K Williams
  • Missy Williams
  • Marissa Kay Williams

View on SEC IAPD

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JOHN DAVID ALBERG
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CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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