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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-24 |
| TX | RA | APPROVED_RES | 2022-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regency Hospice | Augusta | GA | 07/2013 | 07/2020 |
| Raymond James & Associates, Inc | Augusta | GA | 10/2015 | 02/2022 |
| Raymond James Financial Services, Inc. | Augusta | GA | 02/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Augusta | GA | 02/2022 | Present |
| Douglas & Williams Financial Group Llc | Augusta | GA | 02/2022 | Present |
(1)Name of Business: \tSt. Mary on the Hill Catholic School Address: 1220 Monte Sano Ave, Augusta, GA, 30904, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: Yes Start Date: 09/04/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: PTO President. Organize school functions and review annual budget for school PTO (2)Name of Business: AFWIII Financial LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/28/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: S corp designed to manage proceeds from RJ branch (3)Name of Business: Douglas & Williams Financial Group LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 42% owner. Entity formed for the independent branch. Run day to day operations of the branch (4)Name of Business: St. Mary on the Hill Catholic School Address: 1220 Monte Sano Ave, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Discuss Financials and review annual budget for Saint Mary on the Hill Catholic School. I do not review investment accounts or give recommendations related to investment accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-04 |
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