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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-24
TX RA APPROVED_RES 2022-02-24
  • GA RA
    APPROVED
    Since 2022-02-24
  • TX RA
    APPROVED_RES
    Since 2022-02-24

Branch Locations

1427 Monte Sano, Augusta, GA 30904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regency Hospice Augusta GA 07/2013 07/2020
Raymond James & Associates, Inc Augusta GA 10/2015 02/2022
Raymond James Financial Services, Inc. Augusta GA 02/2022 Present
Raymond James Financial Services Advisors, Inc. Augusta GA 02/2022 Present
Douglas & Williams Financial Group Llc Augusta GA 02/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: \tSt. Mary on the Hill Catholic School Address: 1220 Monte Sano Ave, Augusta, GA, 30904, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: Yes Start Date: 09/04/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: PTO President. Organize school functions and review annual budget for school PTO (2)Name of Business: AFWIII Financial LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/28/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: S corp designed to manage proceeds from RJ branch (3)Name of Business: Douglas & Williams Financial Group LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 42% owner. Entity formed for the independent branch. Run day to day operations of the branch (4)Name of Business: St. Mary on the Hill Catholic School Address: 1220 Monte Sano Ave, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Discuss Financials and review annual budget for Saint Mary on the Hill Catholic School. I do not review investment accounts or give recommendations related to investment accounts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-04
  • S66 Uniform Combined State Law Examination
    2016-02-04

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