Jennifer Jongae Kim

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-04-16
CA	RA	APPROVED	2017-09-15

TX RA
APPROVED

Since 2019-04-16
CA RA
APPROVED

Since 2017-09-15

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

401 N Harbor Blvd, Fullerton, CA 92832 • United States

Fullerton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	10/2004	Present

10/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-14

S66 Uniform Combined State Law Examination

2017-09-14

Other Names

Jennifer J Lee

View on SEC IAPD

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MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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