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Inactive

Sweta Singh

City Different Investments

Santa Fe, NM

Brookline, MA

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Current Employers
City Different Investments

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-09-16
NM RA APPROVED 2021-09-16
  • MA RA
    APPROVED
    Since 2021-09-16
  • NM RA
    APPROVED
    Since 2021-09-16

Branch Locations

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Brookline, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Investment Management, Inc. Santa Fe NM 10/2015 04/2018
Wilkins Investment Counsel, Inc. Boston MA 04/2018 03/2021
City Different Investments Santa Fe NM 03/2021 Present
  • 10/2015 → 04/2018
    Thornburg Investment Management, Inc.
    Santa Fe, NM
  • 04/2018 → 03/2021
    Wilkins Investment Counsel, Inc.
    Boston, MA
  • 03/2021 → Present
    City Different Investments
    Santa Fe, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2016-10-02
  • S65 Uniform Investment Adviser Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2016-10-02

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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