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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-26 |
| TX | RA | APPROVED | 2023-12-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2015 | 11/2017 |
| Northwestern Mutual Investment Services Llc | Carbondale | IL | 04/2016 | 05/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2017 | 11/2017 |
| Kevin D Frost | Carbondale | IL | 11/2017 | 12/2018 |
| Gross Financial Group, Llc | Carbondale | IL | 11/2017 | 12/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2017 | 12/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2018 | 05/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2019 | 05/2020 |
| Lpl Financial | Carbondale | IL | 08/2020 | 12/2023 |
| First Southern Bank | Carbondale | IL | 08/2020 | 12/2023 |
| Nashville Community Hight School | Nashville | IL | 08/2016 | 11/2022 |
| Regions Bank | Carbondale | IL | 12/2023 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2023 | Present |
| Cetera Investment Advisers Llc | Carbondale | IL | 12/2023 | Present |
| Frankfort Community High School | West Frankfort | IL | 06/2023 | Present |
1.) IHSA OFFICIATING, 10/HRS/WK; VOLLEYBALL HEAD COACH, 15/HRS/WK; CLUB DIRECTOR FOR SI WAVE REC, YOUTH VOLLEYBALL PROGRAM, 20/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-26 |
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