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Galen M Herbst De Cortina

Buff Your Finances

Newbury Park, CA

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Current Employers
Buff Your Finances

888 E Thousand Oaks Blvd Suite 102, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-02
NV RA APPROVED 2023-05-11
NY RA APPROVED 2021-10-04
WA RA APPROVED 2020-07-27
LA RA APPROVED 2019-12-13
TX RA APPROVED_RES 2019-03-12
CA RA APPROVED 2017-05-19
  • VA RA
    APPROVED
    Since 2024-01-02
  • NV RA
    APPROVED
    Since 2023-05-11
  • NY RA
    APPROVED
    Since 2021-10-04
  • WA RA
    APPROVED
    Since 2020-07-27
  • LA RA
    APPROVED
    Since 2019-12-13
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • CA RA
    APPROVED
    Since 2017-05-19

Branch Locations

253 Windrose Court, Newbury Park, CA 91320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buff Your Finances Westlake Village CA 03/2017 Present
California Lutheran University Thousand Oaks CA 04/2015 05/2017
Buff Your Finances Greenville SC 06/2016 08/2018
  • 03/2017 → Present
    Buff Your Finances
    Westlake Village, CA
  • 04/2015 → 05/2017
    California Lutheran University
    Thousand Oaks, CA
  • 06/2016 → 08/2018
    Buff Your Finances
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-10
  • S65 Uniform Investment Adviser Law Examination
    2017-02-10
Designations

View on SEC IAPD

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Other Offices

KESTRA ADVISORY SERVICES, LLC · Newbury Park, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newbury Park, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Thousand Oaks, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Thousand Oaks, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Newbury Park, CA
EDWARD JONES · NEWBURY PARK, CA
CEDARSTONE ADVISORS · THOUSAND OAKS, CA
MARK SMITH FINANCIAL SERVICES, INC. · THOUSAND OAKS DRIVE, CA

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