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Galen M Herbst De Cortina

Buff Your Finances

Newbury Park, CA

CRD 6568262

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Employer firm

Buff Your Finances CRD 288105

$9.86M regulatory AUM 65 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Buff Your Finances

888 E Thousand Oaks Blvd Suite 102, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-02
NV RA APPROVED 2023-05-11
NY RA APPROVED 2021-10-04
WA RA APPROVED 2020-07-27
LA RA APPROVED 2019-12-13
TX RA APPROVED_RES 2019-03-12
CA RA APPROVED 2017-05-19
  • VA RA
    APPROVED
    Since 2024-01-02
  • NV RA
    APPROVED
    Since 2023-05-11
  • NY RA
    APPROVED
    Since 2021-10-04
  • WA RA
    APPROVED
    Since 2020-07-27
  • LA RA
    APPROVED
    Since 2019-12-13
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • CA RA
    APPROVED
    Since 2017-05-19

Branch Locations

253 Windrose Court, Newbury Park, CA 91320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buff Your Finances Westlake Village CA 03/2017 Present
California Lutheran University Thousand Oaks CA 04/2015 05/2017
Buff Your Finances Greenville SC 06/2016 08/2018
  • 03/2017 → Present
    Buff Your Finances
    Westlake Village, CA
  • 04/2015 → 05/2017
    California Lutheran University
    Thousand Oaks, CA
  • 06/2016 → 08/2018
    Buff Your Finances
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-10
  • S65 Uniform Investment Adviser Law Examination
    2017-02-10
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

KESTRA ADVISORY SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.

Nearby Investors

MARK EDWARD RONCORONI
ELAD GAD GOREN
KEVIN MICHAEL TOLSMA

Nearby Offices

KESTRA ADVISORY SERVICES, LLC · Newbury Park, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newbury Park, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Thousand Oaks, CA

More in Newbury Park, CA

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