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Patrick R Simmerman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-04
TX RA APPROVED 2016-01-04
  • CA RA
    APPROVED
    Since 2016-01-04
  • TX RA
    APPROVED
    Since 2016-01-04

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2015 Present
Bank Of America, N.A. Chandler AZ 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-29
  • S66 Uniform Combined State Law Examination
    2015-12-29

View on SEC IAPD

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