Amy Claire Spivey

Employer firm

Keystone Financial Group, LLC CRD 170201

$2.34B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2024
  Morgan Stanley
  Lexington, KY
• 02/2016 → 01/2024
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 01/2024 → Present
  Keystone Financial Group
  Lexington, KY
• 02/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-03-14 → 2024-01-19
  Morgan Stanley
  Atlanta, GA
  Lexington, KY

Other Businesses

Crown Oilfield Services, Inc. Patterson, LA. Co-Owner, non investment related, zero hours devoted to business. COSI, LLC. Morgan City, LA. C0-Owner, non investment related, zero hours devoted to business.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-11