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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-24 |
| AL | RA | APPROVED | 2018-06-06 |
Branch Locations
3168 Cahaba Heights Road, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grandview Financial Group | Birmingham | AL | 10/2015 | Present |
| Cetera Advisors | Denver | CO | 11/2016 | 05/2018 |
| Lpl Financial, Llc | Birmingham | AL | 05/2018 | Present |
1. 6/6/2018 - GRANDVIEW FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 3/17/2020 - GrandView Properties, LLC - Investment Related - 3168 Cahaba Heights Road, Birmingham, AL 35243 - Real Estate Rental - Started 01/15/2020 - 5 Hours Per Month/1 Hour During Securities Trading - Purchasing a building in Birmingham. GrandView Financial Group will be the sole renter. Creating a separate entity for the building to be outside of the financial services business. 3. 12/28/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 12/8/2020 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 03/01/2022 - GrandView Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/28/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-22 |
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