Pauline Wong

Current Employers

Employment History

• 03/2017 → Present
  Oxford Guzman Financial Services
  Cerritos, CA
• 01/2015 → 03/2017
  Axis Ielts Test Center
  Irvine, CA
• 01/2015 → 03/2017
  Oxford Guzman Financial Services
  Cerritos, CA
• 01/2019 → Present
  Kestra Advisory Services, Llc
  Cerritos, CA
• 03/2017 → Present
  Kestra Investment Services, Llc
  Cerritos, CA

Other Businesses

Business Name: Oxford Guzman Financial Services Investment Related: Yes Address: 19112 Gridley Road Suite 230 Cerritos CA 90703 Nature of Business: Registered Field Assistant Position, Title or Relationship: Client Services Assistant Start Date: 1/1/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Clerical administration and financial data collection. Business Name: Cornerstone Accounting Services Investment Related: No Address: 6647 Dashwood Street Lakewood CA 90713 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: Owner of the company Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Filing individual taxes federal and state Business Name: Oxford Financial Advisors Investment Related: Yes Address: 3590 Lime Ave Long Beach CA 90807 Nature of Business: Registered Field Assistant Position, Title or Relationship: Client Services Assistant Start Date: 7/12/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: assisted in supporting account management and client servicing.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-26

Other Names

• Pauline Chingman Wong