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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| AL | RA | APPROVED | 2022-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2018 | 02/2021 |
| Mississippi Department Of Banking And Consumer Finance | Jackson | MS | 06/2017 | 12/2017 |
| The First, A National Banking Association | Hattiesburg | MS | 01/2017 | 04/2017 |
| Lpl Financial | Hattiesburg | MS | 09/2015 | 01/2017 |
| Data-Tel Of Louisiana, Inc. | Baton Rouge | LA | 05/2010 | 02/2021 |
| Full-Time Student | Baton Rouge | LA | 04/2008 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairhope | AL | 02/2021 | 11/2022 |
| Bank Of America, N.A. | Fairhope | AL | 04/2021 | 11/2022 |
| Hancock Whitney Bank | Fairhope | AL | 11/2022 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2022 | Present |
| Cetera Investment Advisers Llc | Fairhope | AL | 11/2022 | Present |
I. 445193 For profit or not for profit: Name of outside business organization: Eastern Shore Business Network Investment related: N Address of business: Daphne, Alabama, 36526 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I serve as the Vice President on the board and keep track of referrals sent among group members. 2. SUCCESSOR TRUSTEE OF PARENTS TRUST, BART AND EMILY LEBLANC LIVING TRUST, 25% OWNER, 0/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-14 |
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