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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
AL RA APPROVED 2022-11-10
  • TX RA
    APPROVED
    Since 2023-01-03
  • AL RA
    APPROVED
    Since 2022-11-10

Branch Locations

1712 U.S. Highway 98, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 02/2021
Mississippi Department Of Banking And Consumer Finance Jackson MS 06/2017 12/2017
The First, A National Banking Association Hattiesburg MS 01/2017 04/2017
Lpl Financial Hattiesburg MS 09/2015 01/2017
Data-Tel Of Louisiana, Inc. Baton Rouge LA 05/2010 02/2021
Full-Time Student Baton Rouge LA 04/2008 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairhope AL 02/2021 11/2022
Bank Of America, N.A. Fairhope AL 04/2021 11/2022
Hancock Whitney Bank Fairhope AL 11/2022 Present
Cetera Investment Services Llc Saint Cloud MN 11/2022 Present
Cetera Investment Advisers Llc Fairhope AL 11/2022 Present
  • 04/2018 → 02/2021
    St Louis, MO
  • 06/2017 → 12/2017
    Mississippi Department Of Banking And Consumer Finance
    Jackson, MS
  • 01/2017 → 04/2017
    The First, A National Banking Association
    Hattiesburg, MS
  • 09/2015 → 01/2017
    Lpl Financial
    Hattiesburg, MS
  • 05/2010 → 02/2021
    Data-Tel Of Louisiana, Inc.
    Baton Rouge, LA
  • 04/2008 → 05/2017
    Full-Time Student
    Baton Rouge, LA
  • 02/2021 → 11/2022
    Fairhope, AL
  • 04/2021 → 11/2022
    Bank Of America, N.A.
    Fairhope, AL
  • 11/2022 → Present
    Hancock Whitney Bank
    Fairhope, AL
  • 11/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2022 → Present
    Fairhope, AL
Previous Registrations
Other Businesses

I. 445193 For profit or not for profit: Name of outside business organization: Eastern Shore Business Network Investment related: N Address of business: Daphne, Alabama, 36526 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I serve as the Vice President on the board and keep track of referrals sent among group members. 2. SUCCESSOR TRUSTEE OF PARENTS TRUST, BART AND EMILY LEBLANC LIVING TRUST, 25% OWNER, 0/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Kaitlyn Elise Leblanc
  • Kaitlyn Leblanc

View on SEC IAPD

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