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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-08 |
Branch Locations
400 Bellemeade Street Ste 601, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Hickory | NC | 11/2014 | 02/2018 |
| First Citizens Investor Services | Raleigh | NC | 06/2016 | 02/2018 |
| Truist Investment Services Inc | Charlotte | NC | 04/2018 | 08/2024 |
| Truist Bank | Greensboro | NC | 04/2018 | 08/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2025 | Present |
| First National Bank Of Pa | Greensboro | NC | 08/2024 | Present |
| Cetera Investment Advisers Llc | Greensboro | NC | 01/2025 | Present |
1. WEALTH ADVISOR FOR FIRST NATIONAL TRUST; BUSINESS DEVELOPMENT; SOLICIT NEW CLIENTS AND OPEN BROKERAGE ACCOUNTS; 2. OWNER AND PRESIDENT OF DA CAPO BRASS, INC; PROVIDES MUSICIANS FOR EVENTS; PREPARES FINANCIALS FOR CPA; 3 HRS/WK; 3. PRINICPAL TRUMPET IN WESTERN PIEDMONT SYMPHONY; PERFORM MUSIC CONCERTS; 5 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-06 |
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