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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-05-13
FL RA APPROVED 2022-02-14
MI RA APPROVED 2020-11-13
TX RA APPROVED 2016-04-14
IN RA APPROVED 2016-02-02
  • NV RA
    APPROVED
    Since 2022-05-13
  • FL RA
    APPROVED
    Since 2022-02-14
  • MI RA
    APPROVED
    Since 2020-11-13
  • TX RA
    APPROVED
    Since 2016-04-14
  • IN RA
    APPROVED
    Since 2016-02-02

Branch Locations

100 N Michigan St, South Bend, IN 46601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Bend IN 09/2015 Present
Bank Of America, N.A. South Bend IN 12/2016 Present
Other Businesses

I*110934 For profit or not for profit: Non-Profit Name of outside business organization: YWCA Investment related: No Address of business: South Bend, Indiana 46601 Position, title, association: Committee Member Start date of relationship: 12/7/2017 Number of hours devoted: 10 hrs Annually Number of hours devoted during trading hours: 0 Duties: Women of Vision (WOV) - group of women who get together in a private home to raise awareness for domestic violence and empowering women I*407301 For profit or not for profit: Charitable Name of outside business organization: YWCA North Central I Investment related: No Address of business: South Bend, Indiana, 46601 Position, title, association: Board Member Start date of relationship: 7/3/2023 Number of hours devoted: 10 hrs Mthly Number of hours devoted during trading hours: 2 Duties: As chair of the board, I attend the committee meetings for finance, audit and fund raising. I am not the chair of those committees It's just for awareness. I don't actually have any activities that I perform for grant writing, YWCA staff does it. I*4393266 Entity Type: School, College or University Name of OBA: Penn High School Class of 1986 Reunion Address: Mishawaka, Indiana, 46545 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/16/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: High school reunion funds for future reunion gatherings. Work with committee members to plan future reunions and use the reunion bank account for expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2016-02-01
Other Names
  • Debbie L Hesch
  • Deborah Lynn Hesch
  • Debbie Lynn Smogor
  • Debbie L Stopczynski
  • Deborah Lynn Stopczynski

View on SEC IAPD

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