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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-05-13 |
| FL | RA | APPROVED | 2022-02-14 |
| MI | RA | APPROVED | 2020-11-13 |
| TX | RA | APPROVED | 2016-04-14 |
| IN | RA | APPROVED | 2016-02-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Bend | IN | 09/2015 | Present |
| Bank Of America, N.A. | South Bend | IN | 12/2016 | Present |
I*110934 For profit or not for profit: Non-Profit Name of outside business organization: YWCA Investment related: No Address of business: South Bend, Indiana 46601 Position, title, association: Committee Member Start date of relationship: 12/7/2017 Number of hours devoted: 10 hrs Annually Number of hours devoted during trading hours: 0 Duties: Women of Vision (WOV) - group of women who get together in a private home to raise awareness for domestic violence and empowering women I*407301 For profit or not for profit: Charitable Name of outside business organization: YWCA North Central I Investment related: No Address of business: South Bend, Indiana, 46601 Position, title, association: Board Member Start date of relationship: 7/3/2023 Number of hours devoted: 10 hrs Mthly Number of hours devoted during trading hours: 2 Duties: As chair of the board, I attend the committee meetings for finance, audit and fund raising. I am not the chair of those committees It's just for awareness. I don't actually have any activities that I perform for grant writing, YWCA staff does it. I*4393266 Entity Type: School, College or University Name of OBA: Penn High School Class of 1986 Reunion Address: Mishawaka, Indiana, 46545 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/16/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: High school reunion funds for future reunion gatherings. Work with committee members to plan future reunions and use the reunion bank account for expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-01 |
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