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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-08-03
  • AL RA
    APPROVED
    Since 2023-08-03

Branch Locations

101 E 11Th St, Anniston, AL 36201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Anniston AL 02/2016 08/2023
Wells Fargo Clearing Services, Llc Anniston AL 08/2023 Present
Previous Registrations
Other Businesses

COMMERCIAL RENTAL PROPERTY, INVT RELATED, ANNISTON, AL, 100% OWNERSHIP WITH SPOUSE, START DATE 8/3/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF COMMERCIAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-22
  • S66 Uniform Combined State Law Examination
    2016-03-22
Other Names
  • Karen W Fountain

View on SEC IAPD

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Other Investors

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