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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-04
CO RA APPROVED 2016-01-25
  • TX RA
    APPROVED_RES
    Since 2018-05-04
  • CO RA
    APPROVED
    Since 2016-01-25

Branch Locations

2520 S. Grand Ave. Suite 210, Glenwood Springs, CO 81601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Glenwood Springs CO 10/2015 Present
  • 10/2015 → Present
    Stifel Nicolaus & Co Inc
    Glenwood Springs, CO
Other Businesses

1. MNS Group LLC; 2520 South Grand Ave #210 Glenwood Springs CO 81601; to hold and manage certain commercial real property within the building 2520 South Grand Ave, Glenwood Springs, CO; Owner; affiliation started 04/01/2016; 10.0 hours per year; not during securities trading hours; not investment-related. 2. The Glenwood Springs Chamber Resort Association; 802 Grand Ave, Glenwood Springs, CO 81601; Business Chamber; Board Member; Attend one monthly meeting, vote on agenda items, attend business events; 02/12/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Delsas Ranch LLC; 3173 134 CR, Glenwood Springs, CO 81601; Leasing land for livestock grazing, leasing trailer for use, and leasing horses; Member/manager; Attend annual meeting; 02/01/2021; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 4. Our School Nursery and Preschool; 3126 Grand Ave Glenwood Springs CO 81601; childcare; Parent Advisory Group; giving feedback to the board and staff on care at the preschool; 07/15/2024; 1.00hr/month; Not During Securities Trading Hours; Not Investment-Related. 5. Garfield County Library Foundation; 207 east ave rifle CO 81650; supports library district; board member; approve and deny scholarships to the library district; 10/30/2024; 4.00hrs/year; Not During Securities Trading Hours; Not Investment-Related. 6. Glenwood Springs Chamber Resort Association Board; 802 Grand Ave Glenwood Springs CO 81601; chamber- business representation, education resources for businesses; Board Chair; monthly board meetings, review financials, review and approve chamber initiatives; 01/27/2025; 2 hrs/month; not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18
Designations
Other Names
  • Breanna Richardson
  • Breanna Lee Richardson

View on SEC IAPD

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